S T A T E O F N E W Y O R K ________________________________________________________________________ 7641 I N S E N A T E May 22, 2014 ___________ Introduced by Sen. DIAZ -- read twice and ordered printed, and when printed to be committed to the Committee on Labor AN ACT to amend the labor law, in relation to drug and alcohol testing of police officers THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM- BLY, DO ENACT AS FOLLOWS: 1 Section 1. The labor law is amended by adding a new article 20-D to 2 read as follows: 3 ARTICLE 20-D 4 DRUG AND ALCOHOL TESTING OF POLICE OFFICERS 5 SECTION 745. DEFINITIONS. 6 746. DRUG AND ALCOHOL TESTING OF POLICE OFFICERS. 7 747. TESTING PROCEDURES. 8 748. CONFIDENTIALITY. 9 749. RELATION TO COLLECTIVE BARGAINING. 10 750. APPLICABILITY. 11 751. SEVERABILITY. 12 S 745. DEFINITIONS. WHEN USED IN THIS ARTICLE, THE FOLLOWING TERMS 13 SHALL HAVE THE FOLLOWING MEANINGS: 14 1. "ALCOHOL" MEANS ANY BEVERAGE LISTED IN SECTION THREE OF THE ALCO- 15 HOLIC BEVERAGE CONTROL LAW. 16 2. "CONTROLLED SUBSTANCE" OR "DRUG" MEANS ANY ITEM OR SUBSTANCE LISTED 17 IN SECTION THIRTY-THREE HUNDRED SIX OF THE PUBLIC HEALTH LAW. 18 3. "EMPLOYEE" OR "POLICE OFFICER" MEANS A POLICE OFFICER AS DEFINED IN 19 SECTION 1.20 OF THE CRIMINAL PROCEDURE LAW WHO IS EMPLOYED IN A CITY 20 WITH A POPULATION OF ONE MILLION OR MORE. 21 4. "EMPLOYER" MEANS THE CITY WITH A POPULATION OF ONE MILLION OR MORE 22 WHICH EMPLOYS THE POLICE OFFICER WHO IS THE SUBJECT OF A TEST FOR THE 23 PRESENCE OF ALCOHOL OR A CONTROLLED SUBSTANCE. 24 5. "LABORATORY" MEANS A PUBLIC OR PRIVATE LABORATORY WHICH PERFORMS 25 FORENSIC DRUG TESTING AND WHICH IS NOT OWNED OR OPERATED BY THE EMPLOY- 26 ER. 27 6. "FIREARM" MEANS ANY FIREARM, RIFLE, SHOTGUN OR MACHINE GUN, ALL AS 28 DEFINED IN SECTION 265.00 OF THE PENAL LAW. EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets [ ] is old law to be omitted. LBD00742-01-3 S. 7641 2 1 S 746. DRUG AND ALCOHOL TESTING OF POLICE OFFICERS. 1. A POLICE 2 OFFICER SHALL SUBMIT TO A CHEMICAL TEST IN ACCORDANCE WITH PROVISIONS OF 3 THIS SECTION OF ONE OR MORE OF THE FOLLOWING: BREATH, BLOOD, URINE OR 4 SALIVA, FOR THE PURPOSE OF DETERMINING THE ALCOHOLIC AND/OR DRUG CONTENT 5 OF HIS OR HER BLOOD WHEN ANY ONE OR MORE OF THE FOLLOWING CIRCUMSTANCES 6 APPLIES: 7 (A) SUCH POLICE OFFICER, WHILE IN THE COURSE OF HIS OR HER EMPLOYMENT 8 AS A POLICE OFFICER, DISCHARGES A FIREARM AND SUCH DISCHARGE RESULTS IN 9 SERIOUS PHYSICAL INJURY OR DEATH OF ANOTHER, AND, IN THE COURSE OF THE 10 INITIAL INVESTIGATION OF SUCH DISCHARGE, ANY CREDIBLE EVIDENCE SUGGESTS 11 THAT SUCH DISCHARGE MAY HAVE BEEN CARRIED OUT UNLAWFULLY OR IMPROPERLY; 12 (B) SUCH POLICE OFFICER, WHILE IN THE COURSE OF HIS OR HER EMPLOYMENT 13 AS A POLICE OFFICER, DISCHARGES A FIREARM AND SUCH OFFICER HAS HAD A 14 PRIOR DETERMINATION OF MISCONDUCT INVOLVING AN EXCESSIVE USE OF FORCE OR 15 AN ABUSE OF POLICE POWERS; OR 16 (C) REASONABLE SUSPICION EXISTS TO BELIEVE THAT SUCH POLICE OFFICER, 17 WHILE IN THE COURSE OF HIS OR HER EMPLOYMENT AS A POLICE OFFICER, HAS 18 UNLAWFULLY INGESTED DRUGS, OR HAS CONSUMED ALCOHOL WHILE IN THE COURSE 19 OF HIS OR HER EMPLOYMENT AS A POLICE OFFICER, OR HAS CONSUMED ALCOHOL TO 20 SUCH A DEGREE THAT HIS OR HER ABILITY TO SAFELY PERFORM THE DUTIES 21 ATTENDANT TO SUCH EMPLOYMENT HAVE BEEN IMPAIRED. 22 THE PROVISIONS OF PARAGRAPHS (A) AND (B) OF THIS SUBDIVISION SHALL NOT 23 APPLY TO ANY POLICE OFFICER WHO DISCHARGES A FIREARM DURING THE COURSE 24 OF FIREARMS PROFICIENCY TRAINING OR FIREARMS PROFICIENCY QUALIFICATION. 25 2. CHEMICAL TESTING AUTHORIZED BY THIS SECTION SHALL BE ADMINISTERED 26 AS SOON AS POSSIBLE BUT IN NO EVENT MORE THAN THREE HOURS AFTER ANY OF 27 THE CIRCUMSTANCES DESCRIBED IN SUBDIVISION ONE OF THIS SECTION HAVE 28 OCCURRED. FAILURE BY SUCH POLICE OFFICER TO COMPLY WITH SUCH CHEMICAL 29 TESTING REQUIREMENTS IN ACCORDANCE WITH THE PROVISIONS OF THIS SECTION 30 SHALL SUBJECT SUCH OFFICER TO DISCIPLINARY PROCEEDINGS. 31 S 747. TESTING PROCEDURES. 1. THE EMPLOYER SHALL PROVIDE ALL EMPLOYEES 32 WITH A WRITTEN POLICY IDENTIFYING THOSE INSTANCES UNDER WHICH A DRUG AND 33 ALCOHOL TEST SHALL BE ADMINISTERED AND THE PROCEDURES TO BE FOLLOWED. 34 2. ALL SAMPLE ANALYSIS SHALL BE CONDUCTED BY A LABORATORY WHICH 35 PERFORMS FORENSIC DRUG TESTING. 36 3. ALL EMPLOYERS AND LABORATORIES ENGAGED IN THE COLLECTION, HANDL- 37 ING, TESTING OR STORAGE OF SAMPLES FOR THE PURPOSES OF THIS ARTICLE 38 SHALL ADHERE TO THE PROCEDURES FOR THE CUSTODY, INTEGRITY AND SECURITY 39 OF SUCH SAMPLES THAT COMPLY WITH REGULATIONS PROMULGATED BY THE DIVISION 40 OF CRIMINAL JUSTICE SERVICES. 41 4. AT THE REQUEST OF THE EMPLOYEE, THE EMPLOYER SHALL PERMIT A REPRE- 42 SENTATIVE OF THE EMPLOYEE'S COLLECTIVE BARGAINING UNIT TO BE PRESENT AT 43 THE TIME OF ANY SAMPLE COLLECTION. IN THE EVENT THAT SUCH A REPRESEN- 44 TATIVE IS NOT AVAILABLE WITHIN A REASONABLE PERIOD OF TIME, A CO-EMPLOY- 45 EE WITHIN THE SAME COLLECTIVE BARGAINING UNIT MAY BE DESIGNATED BY THE 46 EMPLOYEE TO ACT AS A REPRESENTATIVE FOR THIS PURPOSE. 47 5. THE EMPLOYER SHALL SIMULTANEOUSLY COLLECT TWO SAMPLES IN SEPARATE 48 CONTAINERS AND PROMPTLY SUBMIT BOTH TO A LABORATORY. ONE SAMPLE SHALL BE 49 PRESERVED IN A SECURE FACILITY IN SUCH A WAY THAT IT MAY BE SUBSEQUENTLY 50 TESTED FOR THE PRESENCE OF A CONTROLLED SUBSTANCE IN THE EVENT TESTING 51 OF THE OTHER SAMPLE INDICATES A POSITIVE RESULT FOR THE PRESENCE OF SUCH 52 A SUBSTANCE. 53 6. ANY SAMPLE THAT INITIALLY TESTS POSITIVE FOR THE PRESENCE OF A 54 CONTROLLED SUBSTANCE OR ALCOHOL SHALL, WHERE APPLICABLE, ALSO BE 55 SUBJECTED TO A CONFIRMATORY TEST BY GAS CHROMATOGRAPHY WITH MASS SPEC- 56 TROMETRY OR AN EQUIVALENT SCIENTIFICALLY ACCEPTED METHOD THAT PROVIDES S. 7641 3 1 QUANTITATIVE DATA REGARDING THE DETECTED CONTROLLED SUBSTANCE, 2 CONTROLLED SUBSTANCE METABOLITES OR ALCOHOL. 3 7. A LABORATORY SHALL REPORT TO AN EMPLOYER THAT A SAMPLE IS POSITIVE 4 ONLY IF BOTH THE INITIAL TEST AND THE CONFIRMATION TEST ARE POSITIVE FOR 5 THE PRESENCE OF A CONTROLLED SUBSTANCE. 6 8. WITHIN THIRTY DAYS OF RECEIVING A REPORT INDICATING A POSITIVE TEST 7 RESULT, THE EMPLOYER SHALL PROVIDE THE EMPLOYEE TESTED WITH AN OPPORTU- 8 NITY TO HAVE THE OTHER PRESERVED SAMPLE TESTED FOR THE PRESENCE OF A 9 CONTROLLED SUBSTANCE OR ALCOHOL AT A LABORATORY DESIGNATED BY THE 10 EMPLOYEE. THE TEST MAY BE AT THE EXPENSE OF THE EMPLOYEE. THE SAMPLE AND 11 TEST IN SUCH EVENT SHALL REMAIN SUBJECT TO THE TESTING, PRESERVATION AND 12 REPORTING REQUIREMENTS OF THIS SECTION AND THE RESULT OF ANY SUCH TEST 13 SHALL BE PROVIDED TO THE EMPLOYEE AND, AT THE EMPLOYEE'S WRITTEN 14 REQUEST, HIS OR HER COLLECTIVE BARGAINING REPRESENTATIVE. 15 9. ALL TEST RESULTS FROM THE LABORATORY SHALL BE IN WRITING AND SHALL 16 CONTAIN, AT A MINIMUM, THE FOLLOWING INFORMATION: 17 (A) THE METHOD OF ANALYSIS FOR BOTH THE INITIAL AND ANY CONFIRMATORY 18 TEST; 19 (B) THE RESULTS OF EACH TEST; 20 (C) THE SENSITIVITY OF THE METHODOLOGY EMPLOYED FOR CONFIRMATION, THE 21 DETECTION LEVEL, MEANING THE CUT-OFF OR MEASURE USED TO DISTINGUISH 22 POSITIVE AND NEGATIVE SAMPLES, ON BOTH THE INITIAL SCREENING AND CONFIR- 23 MATION PROCEDURES IF THE SAMPLE IS FOUND TO BE POSITIVE; 24 (D) THE ACCURACY AND PRECISION OF THE QUANTITATIVE DATA REPORTED FOR 25 THE CONFIRMATION TEST; HOWEVER, IN THE CASE OF A NEGATIVE TEST, THE 26 REPORT SHALL SPECIFY ONLY THAT THE TEST WAS NEGATIVE FOR CONTROLLED 27 SUBSTANCES; AND 28 (E) THE NAME AND ADDRESS OF THE LABORATORY PERFORMING THE ANALYSIS, 29 THE DATE THAT THE TEST WAS ADMINISTERED AND ANALYSIS WAS PERFORMED. 30 10. AFTER RECEIPT BY THE EMPLOYER OF A REPORT FROM A LABORATORY 31 CONTAINING THE RESULT OF A TEST, THE EMPLOYER SHALL PROVIDE WRITTEN 32 NOTIFICATION OF SUCH RESULT, WHETHER POSITIVE OR NEGATIVE, TO THE 33 EMPLOYEE. THE NOTIFICATION SHALL BE PROVIDED WITHIN THE EMPLOYEE'S FIRST 34 FIVE WORKING DAYS IMMEDIATELY FOLLOWING THE RECEIPT OF SUCH REPORT BY 35 THE EMPLOYER DURING WHICH THE EMPLOYEE IS IN PERSONAL ATTENDANCE EACH 36 DAY AT A FACILITY OPERATED BY THE EMPLOYER. 37 11. WITHIN THIRTY DAYS AFTER THE RECEIPT OF A REPORT CONTAINING A 38 NEGATIVE TEST RESULT, THE EMPLOYER SHALL DESTROY ALL RECORDS, REPORTS 39 AND OTHER DOCUMENTS IN ITS POSSESSION RELATED TO THE TEST AND SHALL NOT 40 THEREAFTER MAKE REFERENCE TO THE TEST IN ANY EMPLOYMENT-RELATED 41 PROCEEDINGS. 42 12. THE LABORATORY SHALL PRESERVE ALL SAMPLES IN A SECURE FACILITY FOR 43 SIXTY DAYS AFTER THE ISSUANCE OF A TEST REPORT AND, UPON WRITTEN REQUEST 44 FOR FURTHER PRESERVATION BY THE EMPLOYER OR EMPLOYEE RECEIVED WITHIN 45 SUCH PERIOD, FOR SUCH AN ADDITIONAL PERIOD OF TIME AS MAY BE SPECIFIED 46 IN THE REQUEST. 47 13. IN THE COURSE OF ANY DISCIPLINARY OR JUDICIAL PROCEEDINGS INVOLV- 48 ING A POSITIVE TEST RESULT, AN EMPLOYEE SHALL HAVE THE OPPORTUNITY TO 49 PRESENT EVIDENCE ON THE SIGNIFICANCE AND ACCURACY OF THE TEST RESULTS. 50 AN EMPLOYEE MAY ALSO PRESENT EVIDENCE THAT THE PROCEDURES FOLLOWED WITH 51 RESPECT TO THE COLLECTION, HANDLING, TESTING OR STORAGE OF THE SAMPLE 52 DESTROYED THE VALIDITY OF THE SAMPLE OR THE TEST RESULT. AN EMPLOYEE 53 SHALL ALSO BE GIVEN THE OPPORTUNITY, AT HIS OR HER REQUEST, TO PRESENT 54 THE RESULT OF ANY TEST FOR THE PRESENCE OF A CONTROLLED SUBSTANCE OR 55 ALCOHOL WHICH MAY HAVE BEEN PERFORMED ON THE OTHER SAMPLE. S. 7641 4 1 14. ANY EMPLOYER OR LABORATORY THAT IS FOUND, THROUGH LITIGATION, 2 ARBITRATION OR ADMINISTRATIVE PROCEEDING, TO HAVE GENERATED OR RELIED 3 UPON A POSITIVE TEST RESULT OF THE SUBJECT EMPLOYEE THAT IS EITHER FALSE 4 OR NOT SUPPORTED BY LABORATORY DOCUMENTATION SHALL REPORT THAT FINDING 5 IN WRITING TO THE COMMISSIONER OF HEALTH AND THE COMMISSIONER OF CRIMI- 6 NAL JUSTICE SERVICES WITHIN THIRTY DAYS OF THE FINAL DISPOSITION OF SUCH 7 A PROCEEDING. 8 S 748. CONFIDENTIALITY. 1. EMPLOYERS, LABORATORIES AND THE AGENTS 9 THEREOF WHO RECEIVE OR HAVE ACCESS TO INFORMATION CONCERNING DRUG TESTS 10 AND THEIR RESULTS SHALL KEEP ALL SUCH INFORMATION CONFIDENTIAL. EXCEPT 11 WHERE THE RELEASE OF SUCH INFORMATION IS COMPELLED BY SUBPOENA OR COURT 12 ORDER, ANY SUCH INFORMATION SHALL BE RELEASED ONLY UPON A WRITTEN 13 CONSENT VOLUNTARILY EXECUTED BY THE EMPLOYEE. ANY CONSENT SHALL CONTAIN, 14 AT A MINIMUM, THE FOLLOWING INFORMATION: 15 (A) THE NAME OR NAMES OF PERSONS AUTHORIZED TO OBTAIN THE INFORMATION; 16 (B) THE PURPOSE OF THE DISCLOSURE; 17 (C) THE PRECISE INFORMATION TO BE DISCLOSED; AND 18 (D) THE DURATION OF THE CONSENT. 19 2. THIS SECTION SHALL NOT APPLY TO PROCEEDINGS IN WHICH THE EMPLOYEE 20 IS ACCUSED OF A CRIMINAL VIOLATION, NOR SHALL IT APPLY TO DISCIPLINARY 21 OR JUDICIAL PROCEEDINGS RELATING TO EMPLOYMENT, OR TO PROSPECTIVE 22 EMPLOYMENT INQUIRIES RECEIVED FROM ANY LAW ENFORCEMENT AGENCY. 23 S 749. RELATION TO COLLECTIVE BARGAINING. 1. NOTHING IN THIS ARTICLE 24 SHALL BE CONSTRUED TO PROHIBIT, AS A SUBJECT OF COLLECTIVE BARGAINING, 25 THE ESTABLISHMENT AND TERMS OF A PROGRAM TO TEST EMPLOYEES FOR 26 CONTROLLED SUBSTANCES WHICH IS CONSISTENT WITH THE PROVISIONS OF THIS 27 ARTICLE. 28 2. NOTHING IN THIS ARTICLE SHALL SUPERSEDE ANY COLLECTIVE BARGAINING 29 AGREEMENT IN EFFECT ON THE EFFECTIVE DATE OF THIS ARTICLE. NO COLLECTIVE 30 BARGAINING AGREEMENT COMMENCING ON OR AFTER THE EFFECTIVE DATE OF THIS 31 ARTICLE MAY AUTHORIZE TESTING OF EMPLOYEES FOR CONTROLLED SUBSTANCES 32 UNLESS IT CONTAINS TESTING PROCEDURES WHICH ARE CONSISTENT WITH THE 33 PROVISIONS OF THIS ARTICLE. 34 S 750. APPLICABILITY. THE PROVISIONS OF THIS ARTICLE SHALL ONLY APPLY 35 TO POLICE OFFICERS EMPLOYED IN A CITY WITH A POPULATION OF ONE MILLION 36 OR MORE. 37 S 751. SEVERABILITY. IF ANY PROVISION OF THIS ARTICLE OR THE APPLICA- 38 TION THEREOF TO ANY EMPLOYEE OR CIRCUMSTANCES ARE HELD TO BE INVALID, 39 SUCH INVALIDITY SHALL NOT AFFECT OTHER PROVISIONS OR APPLICATIONS OF 40 THIS ARTICLE WHICH CAN BE GIVEN EFFECT WITHOUT THE INVALID PROVISION OR 41 APPLICATION, AND TO THIS END THE PROVISIONS OF THIS ARTICLE ARE SEVERA- 42 BLE. 43 S 2. This act shall take effect on the ninetieth day after it shall 44 have become a law, provided, however, effective immediately the division 45 of criminal justice services shall be authorized to adopt any such rules 46 and regulations deemed necessary to effect the provisions of this act.